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Reagan and Gorbachev: Altercasting at the End of the Cold War
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learning may or may not lead to any subsequent changes in actions. Other mechanisms may be atplay as well. These are a response to a shift in context (structural adjustment), or the stimulus ofanother state’s behavior (social learning) (Levy, 1994). The chief difference between thesemechanisms is that experiential learning is a cognitive process whereas structural adjustment andsocial learning are behavioral processes.
This distinction is important for the assessment of whether President Reagan’s foreign policybehavior towards the Soviet Union is indeed legitimately ascribed to beliefs and experientiallearning as argued by constructivists (Wendt, 1992, 1999). Conceptualized within an operationalcode framework, learning occurs if and when an actor’s beliefs about the nature of the politicaluniverse and the most effective means to achieve political goals are strengthened, weakened, oraltered altogether. Operational code analysis also allows us to distinguish among three levels ofexperiential learning: simple, diagnostic, and complex (Deutsch, 1963; Tetlock, 1991; Leng, 2000;Levy, 1994; Nye, 1987; Walker et al., 2001). Simple learning is defined as changes in instrumentalbeliefs about the best means to achieve goals, and diagnostic learning is defined as changes inphilosophical beliefs about the political universe. Complex learning occurs when an actor’s keyphilosophical beliefs about political goals and key instrumental beliefs about the most effectivemeans to achieve them are modified so as to alter a leader’s strategic preferences.
The answer to the above research questions – Did Ronald Reagan merely adapt to Gorbachev’sinitiatives and play along, or did he go further? Did he go as far as to alter his definition of thesituation as an effect of learning? Did he change his very beliefs about what the Soviet Unionwas about? – lies in identifying the learning that he experienced, and evaluating what he learned ateach level of learning. If Gorbachev’s strategy of altercasting was successful, then we shouldexpect that an operational code analysis of Reagan’s beliefs over time leads to affirmative answersto these questions. Before engaging in an empirical analysis of this hypothesis, it is important todevise a systematic research strategy.
METHODS AND DESIGN
What distinguishes this study from a conventional constructivist analysis of internationalinteractions is that it uses systematic research procedures to quantitatively demonstrate theimpact of ideational variables and learning patterns. In order to determine President Reagan’soperational code, this study employs the Verbs in Context System (VICS). As a method ofcontent analysis, VICS draws inferences about a leader’s operational code beliefs from publicstatements, such as speeches or interviews. The focus within each public statement is on verbsbecause these are considered to be a speaker’s linguistic representation of perceived powerrelationships. VICS provides values for six attributes for each recorded verb and its surroundingcontext: subject, verb category, domain of politics, tense of the verb, intended target, andcontext. These categories become the basis for calculating the operational code indices in Table1 so that it is possible to compare VIVS scores between leaders or compare them for the sameleader over time (Walker, Schafer and Young, 2003). An automated content analysis programcalled Profiler+ retrieves the verbs from each leader’s public statements, codes them with the aidof an operational code dictionary, and then provides the data to index each element of thedecision maker’s operational code (Young 2001).
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learning may or may not lead to any subsequent changes in actions. Other mechanisms may be at play as well. These are a response to a shift in context (structural adjustment), or the stimulus of another state’s behavior (social learning) (Levy, 1994). The chief difference between these mechanisms is that experiential learning is a cognitive process whereas structural adjustment and social learning are behavioral processes.
This distinction is important for the assessment of whether President Reagan’s foreign policy behavior towards the Soviet Union is indeed legitimately ascribed to beliefs and experiential learning as argued by constructivists (Wendt, 1992, 1999). Conceptualized within an operational code framework, learning occurs if and when an actor’s beliefs about the nature of the political universe and the most effective means to achieve political goals are strengthened, weakened, or altered altogether. Operational code analysis also allows us to distinguish among three levels of experiential learning: simple, diagnostic, and complex (Deutsch, 1963; Tetlock, 1991; Leng, 2000; Levy, 1994; Nye, 1987; Walker et al., 2001). Simple learning is defined as changes in instrumental beliefs about the best means to achieve goals, and diagnostic learning is defined as changes in philosophical beliefs about the political universe. Complex learning occurs when an actor’s key philosophical beliefs about political goals and key instrumental beliefs about the most effective means to achieve them are modified so as to alter a leader’s strategic preferences.
The answer to the above research questions – Did Ronald Reagan merely adapt to Gorbachev’s initiatives and play along, or did he go further? Did he go as far as to alter his definition of the situation as an effect of learning? Did he change his very beliefs about what the Soviet Union was about? – lies in identifying the learning that he experienced, and evaluating what he learned at each level of learning. If Gorbachev’s strategy of altercasting was successful, then we should expect that an operational code analysis of Reagan’s beliefs over time leads to affirmative answers to these questions. Before engaging in an empirical analysis of this hypothesis, it is important to devise a systematic research strategy.
METHODS AND DESIGN
What distinguishes this study from a conventional constructivist analysis of international interactions is that it uses systematic research procedures to quantitatively demonstrate the impact of ideational variables and learning patterns. In order to determine President Reagan’s operational code, this study employs the Verbs in Context System (VICS). As a method of content analysis, VICS draws inferences about a leader’s operational code beliefs from public statements, such as speeches or interviews. The focus within each public statement is on verbs because these are considered to be a speaker’s linguistic representation of perceived power relationships. VICS provides values for six attributes for each recorded verb and its surrounding context: subject, verb category, domain of politics, tense of the verb, intended target, and context. These categories become the basis for calculating the operational code indices in Table 1 so that it is possible to compare VIVS scores between leaders or compare them for the same leader over time (Walker, Schafer and Young, 2003). An automated content analysis program called Profiler+ retrieves the verbs from each leader’s public statements, codes them with the aid of an operational code dictionary, and then provides the data to index each element of the decision maker’s operational code (Young 2001).
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