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Balance of Power Dynamics and War Escalation
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The study of how the balance of power and other dynamic variables affect dispute
escalation falls squarely into the set of problems where imposed temporal units pose a problem. Because our unit of observation when we study militarized dispute (MID) escalation is normally the MID, with a dependent variable marking whether the dispute escalates to war (1) or not (0), we lose all ability to study dynamics within MIDs. If the balance of power changes over the course of a MID, for instance when additional states join ongoing disputes, this provides important information to disputants, and our independent variable of the balance of power would be different if measured at different points. But currently, such information is lost, because it cannot be appropriately incorporated into our research designs. We might think it a ridiculous to think that a dispute that remains bilateral should behave the same way as a dispute where 10 states join the dispute; we might think it ridiculous that a dispute where one state joins each day should behave like a dispute where no states join for 30 days and then 10 join on the 31
st
day.
Right now, though, this is exactly what we must do given our research designs.
Luckily, there is a research design and analytic solution to the problem of dynamic
variables within units (and particularly the problem of understanding the balance of power) in the form of competing risks models of dispute escalation. Although we have a fundamental interest in the escalation or peaceful settlement of the MID as a whole, we can construct our data with time-varying covariates within MIDs, allow us to measure dynamic variables over time. Over time data are then linked in analysis to provide overall estimates of how the changing variables affect whether MIDs escalate, or are settled peacefully. In this paper I suggest that we can get further on these issues by applying a competing risks duration model to the study of study of dispute escalation to war. I focus on the relationship between the balance of power and dispute escalation as the main substantive question in this paper, but the technique explored here is applicable to any dynamic variable where change occurs at a level “under” our overall cases.
Below, I begin by discussing further the state of the evidence about the relationship
between the balance of power and war. I then discuss why our current research designs in use actually cannot let us “find” better answers to the questions we are interested in. I present an argument for why competing risks duration models can help us answer these questions. Finally, I present several analyses demonstrating that in fact the balance of power does indeed affect conflict escalation, a finding contrary to prevailing wisdom, but correct in the light of appropriately applied methods.
Linking the “Balance of Power” and Conflict
Definitions The term “balance of power” has been used in many ways in the conflict literature. Here,
I use the term to mean simply the measured bilateral or dyadic military balance of capabilities between the two sides of a conflict (potential).
1
A related term is “balancing,” which refers to
state behavior in the context of having an option to join one side of a conflict or another. As will be discussed below, “balancing” states may be those that join the side of their allies, join the weaker side in a conflict, or join the side of status quo or defending state in a conflict. The alternative to “balancing” is “bandwagoning,” which refers to states joining the stronger, or more aggressive, side in a conflict. Again, here I use the term to mean the measured balance of military capabilities between the two sides of a conflict. The key question that the research here
1
Other uses of the term have included the “balance of power” as a description of the status quo, a description of past
conflict behavior, a description of a type of international system, or a description of a state’s foreign policy.
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2
The study of how the balance of power and other dynamic variables affect dispute
escalation falls squarely into the set of problems where imposed temporal units pose a problem. Because our unit of observation when we study militarized dispute (MID) escalation is normally the MID, with a dependent variable marking whether the dispute escalates to war (1) or not (0), we lose all ability to study dynamics within MIDs. If the balance of power changes over the course of a MID, for instance when additional states join ongoing disputes, this provides important information to disputants, and our independent variable of the balance of power would be different if measured at different points. But currently, such information is lost, because it cannot be appropriately incorporated into our research designs. We might think it a ridiculous to think that a dispute that remains bilateral should behave the same way as a dispute where 10 states join the dispute; we might think it ridiculous that a dispute where one state joins each day should behave like a dispute where no states join for 30 days and then 10 join on the 31
st
day.
Right now, though, this is exactly what we must do given our research designs.
Luckily, there is a research design and analytic solution to the problem of dynamic
variables within units (and particularly the problem of understanding the balance of power) in the form of competing risks models of dispute escalation. Although we have a fundamental interest in the escalation or peaceful settlement of the MID as a whole, we can construct our data with time-varying covariates within MIDs, allow us to measure dynamic variables over time. Over time data are then linked in analysis to provide overall estimates of how the changing variables affect whether MIDs escalate, or are settled peacefully. In this paper I suggest that we can get further on these issues by applying a competing risks duration model to the study of study of dispute escalation to war. I focus on the relationship between the balance of power and dispute escalation as the main substantive question in this paper, but the technique explored here is applicable to any dynamic variable where change occurs at a level “under” our overall cases.
Below, I begin by discussing further the state of the evidence about the relationship
between the balance of power and war. I then discuss why our current research designs in use actually cannot let us “find” better answers to the questions we are interested in. I present an argument for why competing risks duration models can help us answer these questions. Finally, I present several analyses demonstrating that in fact the balance of power does indeed affect conflict escalation, a finding contrary to prevailing wisdom, but correct in the light of appropriately applied methods.
Linking the “Balance of Power” and Conflict
Definitions The term “balance of power” has been used in many ways in the conflict literature. Here,
I use the term to mean simply the measured bilateral or dyadic military balance of capabilities between the two sides of a conflict (potential).
1
A related term is “balancing,” which refers to
state behavior in the context of having an option to join one side of a conflict or another. As will be discussed below, “balancing” states may be those that join the side of their allies, join the weaker side in a conflict, or join the side of status quo or defending state in a conflict. The alternative to “balancing” is “bandwagoning,” which refers to states joining the stronger, or more aggressive, side in a conflict. Again, here I use the term to mean the measured balance of military capabilities between the two sides of a conflict. The key question that the research here
1
Other uses of the term have included the “balance of power” as a description of the status quo, a description of past
conflict behavior, a description of a type of international system, or a description of a state’s foreign policy.
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